Corporate action official notices
Strike/Barrier Adjustment SG - 06.01.2025
The following strike/barrier adjustments were made:
7.00% p.a. Barrier Reverse Convertible on Bayer
CH1171798643
7.76% p.a. Barrier Reverse Convertible on AXA
CH1318757742
8.03% p.a. Barrier Reverse Convertible on Julius Bär
CH1318757668
Cara Therapeutics Inc
US1407551092
Manz AG
DE000A0JQ5U3
Aufhebung der Zulassung zum Handel aufgrund einer Übernahme/Fusion: Vastned Retail N.V.
NL0000288918
Titel: Übernahme/Fusion/Spin-off (Sponsored Segment) Beschrieb: Aufhebung der Zulassung zum Handel aufgrund einer Übernahme/Fusion. Kontakt: David Haab, Leonteq Securities AG, Europaallee 39, 8004 Zürich Telefon: +41 58 800 10 43 E-Mail: david.haab@leonteq.com Letzter Handelstag: 03.01.2025 Datum der Veröffentlichung: 30.12.2024 Für die folgenden Instrumente wird die Zulassung zum Handel aufgehoben (Sponsored Share): SPONSORED SHARE(S): ISIN: NL0000288918 Name: Vastned Retail N.V. Adresse: De Boelelaan 7, Amsterdam, 1083 HJ, Netherlands
Leonteq Securities AG - Early Redemptions
CH1257339395
Reason for the redemption: Issuer call Effective from: 3 January 2025 Publication as of: 6 January 2025
Leonteq Securities AG - ISIN-Änderung (Sponsored Segment)
US1407552082
Beschrieb: Zulassung aufgrund einer ISIN-Änderung. Kontakt: Sebastian Schmidt, Leonteq Securities AG, Europaallee 39, 8004 Zürich Telefon: +41 58 800 10 36 E-Mail: sebastian.schmidt@leonteq.com Erster Handelstag: 03.01.2025 Datum der Veröffentlichung: 30.12.2024
Strike/Barrier Adjustment SG - 03.01.2025
The following strike/barrier adjustments were made:
Basler Kantonalbank - Early Redemptions
CH1318757676
Reason for the redemption: Issuer call Effective from: 2 January 2025 Publication as of: 3 January 2025
10.00% p.a. Reverse Convertible on DocMorris
CH1292086209
14.00% p.a. Barrier Reverse Convertible on Avis Budget
CH1171792588
17.00% p.a. Barrier Reverse Convertible on Avis Budget
CH1271358215
17.00% p.a. Multi Barrier Reverse Convertible on Avis Budget, Uber
CH1171792703
8.94% p.a. Multi Barrier Reverse Convertible on Adecco, Richemont, Straumann, Swiss Re
CH1372396346
Leonteq Securities AG - Eingeleitetes Konkursverfahren (Sponsored Segment)
DE000A0JQ5U3
Beschrieb: Aufhebung der Zulassung aufgrund eines eingeleiteten Konkursverfahrens. Kontakt: Sebastian Schmidt, Leonteq Securities AG, Europaallee 39, 8004 Zürich Telefon: +41 58 800 10 36 E-Mail: sebastian.schmidt@leonteq.com Letzter Handelstag: 30.12.2024
Leonteq Securities AG - ISIN-Änderung (Sponsored Segment)
US1407551092
Beschrieb: Aufhebung der Zulassung zum Handel aufgrund einer ISIN-Änderung. Kontakt: Sebastian Schmidt, Leonteq Securities AG, Europaallee 39, 8004 Zürich Telefon: +41 58 800 10 36 E-Mail: sebastian.schmidt@leonteq.com Letzter Handelstag: 30.12.2024 Datum der Veröffentlichung: 30.12.2024
Leonteq Securities AG: Zulassung zum Handel (Sponsored Segment)
Diverse gem. Anhang
Titel: Zulassung zum Handel (Sponsored Segment) Beschrieb: Zulassung zum Handel. Kontakt: Sebastian Schmidt, Leonteq Securities AG, Europaallee 39, 8004 Zürich Telefon: +41 58 800 10 36 E-Mail: sebastian.schmidt@leonteq.com Erster Handelstag: 30.12.2024 Datum der Veröffentlichung: 27.12.2024 Für die im Anhang aufgeführten Instrumente wird die Zulassung zum Handel beantragt (Sponsored Share).
Strike/Barrier Adjustment SG - 30.12.202
The following strike/barrier adjustments have been made:
ULTIMA CAPITAL SA: Capital increase
CH0491064009
Security: Registered shares in Ultima Capital SA with a nominal value of CHF 0.10 each Valor No.: 49106400 ISIN: CH0491064009 Ticker: ULTIMA Formal listing of 1,981,984 new registered shares with a nominal value of CHF 0.10 each and listing of 8,413,798 new registered shares with an nominal value of CHF 0.10 each Issuer, domicile and address Ultima Capital SA ("UTLIMA" or the "Company") domiciled in Zug (registered address: Baarerstrasse, 6300 Zug) Legal basis Based on the resolution of the Extraordinary General Meeting of Shareholders of 27 December 2024, the Company conducted an ordinary capital increase in the amount of 8,413,798 new shares with a nominal value of CHF 0.10 each (the "Capital Increase Shares"). Further, the Company has requested, and was granted, the formal listing of 1,981,984 registered shares with a nominal amount of CHF 0.10 (the "Formal Listing Shares", together with the Capital Increase Shares, the "Shares") based on the conditional capital according to article 2.1b of the Company's articles of association. Use and issuance of the Formal Listing Shares The Formal Listing Shares are reserved for servicing the mandatory convertible notes issued and are therefore equity securities that are issued upon the conversion or exchange of financial instruments or as a result of the exercise of rights associated with financial instruments. Accordingly, the Formal Listing Shares are also the same class of shares that are already admitted to trading. Formal listing The formal listing of the Formal Listing Shares has been approved by BX Swiss Ltd and is scheduled to occur on 27 December 2024. Listing and trading of the Capital Increase Shares The listing and first day of trading of the Capital Increase Shares on the BX Swiss Ltd. occurs on 30 December 2024. Settlement of the Capital Increase Shares It is expected that delivery of the Capital Increase Shares will be made through the facilities of SIX SIS Ltd. ("SIS") on or around 27 December 2024. Form of the new Shares Any new Shares, if and when issued, will be issued as simple uncertificated securities (einfache Wertrechte) within the meaning of article 973c of the CO and will be established as intermediated securities (Bucheffekten) within the meaning of the Federal Act on Securities held with an Intermediary (Bucheffektengesetz) of 3 October 2008, as amended (the "FISA") once credited to the relevant securities account of the relevant recipient. Prospectus The listing of the Capital Increase Shares occurs based on the prospectus published by the Company on 30 December 2024. The prospectus can be obtained free of charge at ULTIMA CAPITAL SA, Baarerstrasse 25, 6300 Zug, Switzerland (email: investors@ultimacapital.com) The listing of the Formal Listing Shares occurs without the publication of a prospectus based on the exemption provided in art. Art. 38 Abs. 1 lit. b of the Financial Services Act. This Official Notice is neither a prospectus nor a similar notice in accordance with articles 35 or 69 of the Financial Services Act. Date: 27 December 2024 Listing Agent: Baker McKenzie Switzerland AG Person: Jan Lusti Phone: +41-44-384-14-48 Email: jan.lusti @bakermckenzie.com
Basler Kantonalbank - Early Redemptions
CH1318757668, CH1318757742
Reason for the redemption: Issuer call Effective from: 27 December 2024 Publication as of: 30 December 2024
Strike/Barrier Adjustment SG - 27.12.2024
The following strike/barrier adjustments were made:
10.50% p.a. Barrier Reverse Convertible on Mercedes-Benz
CH1271355450
Call Warrants auf ABB AG
CH1272332896